SFC Licences of WONG Kwing Kwan 黃炯群
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RO | 2 | 04 August 2005 | 14 April 2009 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RO | 1 | 04 August 2005 | 14 April 2009 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 13 June 2005 | 04 August 2005 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 13 June 2005 | 04 August 2005 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 | RO | 2 | 23 July 2004 | 10 June 2005 |
| Wings Securities (HK) Limited 金鵬證券有限公司 | RO | 1 | 01 December 2003 | 10 June 2005 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 | RE | 2 | 01 December 2003 | 23 July 2004 |
| Luk Fook Securities Limited 六福証券有限公司 | RO | 1 | 01 April 2003 | 31 October 2003 |