SFC Licences of YIP Yat Ming 葉一鳴

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Cinda International Securities Limited 信達國際證券有限公司 RE 1 24 May 2012
Cinda International Futures Limited 信達國際期貨有限公司 RE 2 24 May 2012
Huarong International Securities Limited 華融國際證券有限公司 RE 2 05 March 2010 17 May 2012
Huarong International Securities Limited 華融國際證券有限公司 RE 1 05 March 2010 17 May 2012
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 12 March 2004 26 February 2010
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 12 March 2004 26 February 2010
Celestial Commodities Limited 時富商品有限公司 RE 2 01 April 2003 11 March 2004
Celestial Securities Limited 時富證券有限公司 RE 1 01 April 2003 11 March 2004
Celestial Finance Limited 時富財務有限公司 RE 8 01 April 2003 04 March 2004
Celestial Commodities Limited 時富商品有限公司 RE 5 01 April 2003 04 March 2004
Celestial Commodities Limited 時富商品有限公司 RE 9 01 April 2003 04 March 2004
Celestial Commodities Limited 時富商品有限公司 RE 7 01 April 2003 02 March 2004
Celestial Securities Limited 時富證券有限公司 RE 9 01 April 2003 19 February 2004
Celestial Securities Limited 時富證券有限公司 RE 7 01 April 2003 19 February 2004
Celestial Securities Limited 時富證券有限公司 RE 6 01 April 2003 19 February 2004
Celestial Securities Limited 時富證券有限公司 RE 4 01 April 2003 19 February 2004