SFC licenceholder ACJ747 YIP Yat Ming 葉一鳴

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 05 April 2020

Institution Role Licences Start date End date
Cinda International Futures Limited 信達國際期貨有限公司 RE [2] (Dealing in Futures Contracts) 24 May 2012
Cinda International Securities Limited 信達國際證券有限公司 RE [1] (Dealing in Securities) 24 May 2012
Huarong International Securities Limited 華融國際證券有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 05 March 2010 17 May 2012
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE [1] (Dealing in Securities) 12 March 2004 26 February 2010
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts) 12 March 2004 26 February 2010
Celestial Securities Limited 時富證券有限公司 RE [1] (Dealing in Securities) 01 April 2003 11 March 2004
Celestial Commodities Limited 時富商品有限公司 RE [2] (Dealing in Futures Contracts) 01 April 2003 11 March 2004
Celestial Commodities Limited 時富商品有限公司 RE [5] (Advising on Futures Contracts), [9] (Asset Management) 01 April 2003 04 March 2004
Celestial Finance Limited 時富財務有限公司 RE [8] (Securities Margin Financing) 01 April 2003 04 March 2004
Celestial Commodities Limited 時富商品有限公司 RE [7] (Providing Automated Trading Services) 01 April 2003 02 March 2004
Celestial Securities Limited 時富證券有限公司 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance), [7] (Providing Automated Trading Services), [9] (Asset Management) 01 April 2003 19 February 2004