SFC Licences of NG Mang Ming 伍孟鳴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 28 March 2020 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 19 June 2017 | 28 March 2020 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 19 June 2017 | 02 October 2017 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 11 July 2011 | 10 June 2017 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 08 October 2008 | 22 June 2010 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 06 May 2008 | 10 June 2017 |