SFC Licences of TSOI Wai Hin 蔡緯憲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 14 April 2021 | |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 14 April 2021 | |
iBest Investment Services Limited | RO | 3 | 06 December 2016 | 25 January 2019 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 17 December 2009 | 29 March 2021 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 18 April 2007 | 29 March 2021 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 18 April 2007 | 19 November 2019 |
Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 08 October 2004 | 10 October 2005 |
Cinda International Investment Management Limited 信達國際投資管理有限公司 | RE | 3 | 01 April 2003 | 10 October 2005 |