SFC Licences of LEE Siu Kuen 李紹權
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Amoeba Capital Advisors Limited 米亞資本顧問有限公司 | RO | 9 | 28 September 2020 | |
MindPlus Capital Management Limited 萬尚資本管理有限公司 | RO | 9 | 21 August 2018 | 15 June 2020 |
High Nine Asset Management Limited 高九資產管理有限公司 | RO | 9 | 11 April 2017 | 31 December 2017 |
High Nine Asset Management Limited 高九資產管理有限公司 | RE | 9 | 15 March 2017 | 11 April 2017 |
C.P. Financial Management Limited 中和資產管理有限公司 | RO | 9 | 31 December 2012 | 13 March 2017 |
Redford Asset Management Limited 泓福資產管理有限公司 | RE | 4 | 30 August 2010 | 30 September 2012 |
Redford Securities Limited 泓福證券有限公司 | RE | 1 | 17 July 2009 | 30 September 2012 |
Redford Asset Management Limited 泓福資產管理有限公司 | RE | 9 | 17 July 2009 | 30 September 2012 |
Worl-D Asset Management (Hong Kong) Limited 悠誠資產管理(香港)有限公司 | RE | 4 | 02 March 2009 | 30 June 2009 |
T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 | RE | 4 | 03 January 2007 | 17 February 2009 |