SFC Licences of LEE Siu Kuen 李紹權

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Amoeba Capital Advisors Limited 米亞資本顧問有限公司 RO 9 28 September 2020
MindPlus Capital Management Limited 萬尚資本管理有限公司 RO 9 21 August 2018 15 June 2020
High Nine Asset Management Limited 高九資產管理有限公司 RO 9 11 April 2017 31 December 2017
High Nine Asset Management Limited 高九資產管理有限公司 RE 9 15 March 2017 11 April 2017
C.P. Financial Management Limited 中和資產管理有限公司 RO 9 31 December 2012 13 March 2017
Redford Asset Management Limited 泓福資產管理有限公司 RE 4 30 August 2010 30 September 2012
Redford Securities Limited 泓福證券有限公司 RE 1 17 July 2009 30 September 2012
Redford Asset Management Limited 泓福資產管理有限公司 RE 9 17 July 2009 30 September 2012
Worl-D Asset Management (Hong Kong) Limited 悠誠資產管理(香港)有限公司 RE 4 02 March 2009 30 June 2009
T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 RE 4 03 January 2007 17 February 2009