SFC Licences of LEE Cheuk Ming, Louis 李焯明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 2 13 February 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 13 February 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 2 16 July 2013 12 February 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 16 July 2013 12 February 2017
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 24 August 2010 29 June 2013
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 01 April 2003 29 June 2013
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 01 April 2003 29 June 2013
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 01 April 2003 21 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 7 01 April 2003 21 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 5 01 April 2003 21 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 9 01 April 2003 21 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 6 01 April 2003 21 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 7 01 April 2003 21 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 9 01 April 2003 21 August 2003