SFC Licences of WONG Siu Man 王紹文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Emperor Securities Limited 英皇證券有限公司 RE 4 01 April 2003 20 July 2004
Emperor Securities Limited 英皇證券有限公司 RE 6 01 April 2003 20 July 2004
Emperor Securities Limited 英皇證券有限公司 RE 7 01 April 2003 20 July 2004
Emperor Securities Limited 英皇證券有限公司 RE 9 01 April 2003 20 July 2004
Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 RE 3 01 April 2003
Emperor Securities Limited 英皇證券有限公司 RE 1 01 April 2003