SFC Licences of YIP Wai Tong 葉偉棠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 21 June 2004 27 January 2006
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 21 June 2004 27 January 2006
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RE 2 01 April 2003 07 June 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 01 April 2003 07 June 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 4 01 April 2003 09 January 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 9 01 April 2003 09 January 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 6 01 April 2003 09 January 2004