SFC Licences of WONG Yiu Ming 黃耀明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BGC Securities (Hong Kong) LLC | RO | 3 | 22 April 2010 | 21 March 2011 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RO | 3 | 22 April 2010 | 05 March 2011 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 3 | 03 March 2010 | 22 April 2010 |
| BGC Securities (Hong Kong) LLC | RE | 3 | 03 March 2010 | 22 April 2010 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 23 September 2005 | 18 February 2010 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 | RE | 3 | 01 April 2003 | 20 September 2005 |