SFC Licences of LUI Ho Ming, Paul 呂浩明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Altus Capital Limited 浩德融資有限公司 | RO | 6 | 06 September 2023 | |
Altus Capital Limited 浩德融資有限公司 | RE | 6 | 07 August 2023 | 06 September 2023 |
Yue Xiu Capital Limited 越秀融資有限公司 | RO | 6 | 07 December 2021 | 31 March 2023 |
Yue Xiu Securities Company Limited 越秀証券有限公司 | RE | 1 | 04 October 2021 | 31 March 2023 |
Yue Xiu Capital Limited 越秀融資有限公司 | RE | 6 | 04 October 2021 | 07 December 2021 |
Asian Capital Limited 卓亞融資有限公司 | RE | 1 | 01 September 2020 | 31 July 2021 |
Asian Capital Limited 卓亞融資有限公司 | RO | 6 | 03 April 2020 | 31 July 2021 |
Success New Spring Capital Limited 實德新源資本有限公司 | RO | 6 | 17 June 2011 | 07 July 2020 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RO | 4 | 12 September 2006 | 31 December 2010 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RO | 1 | 12 September 2006 | 31 December 2010 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RO | 6 | 01 April 2003 | 31 December 2010 |