SFC Licences of LUI Ho Ming, Paul 呂浩明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Altus Capital Limited 浩德融資有限公司 RO 6 06 September 2023
Altus Capital Limited 浩德融資有限公司 RE 6 07 August 2023 06 September 2023
Yue Xiu Capital Limited 越秀融資有限公司 RO 6 07 December 2021 31 March 2023
Yue Xiu Securities Company Limited 越秀証券有限公司 RE 1 04 October 2021 31 March 2023
Yue Xiu Capital Limited 越秀融資有限公司 RE 6 04 October 2021 07 December 2021
Asian Capital Limited 卓亞融資有限公司 RE 1 01 September 2020 31 July 2021
Asian Capital Limited 卓亞融資有限公司 RO 6 03 April 2020 31 July 2021
Success New Spring Capital Limited 實德新源資本有限公司 RO 6 17 June 2011 07 July 2020
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 4 12 September 2006 31 December 2010
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 1 12 September 2006 31 December 2010
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 6 01 April 2003 31 December 2010