SFC Licences of MAYNARD Andrew Charles

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Renaissance Broking Services (Hong Kong) Limited 華興金融服務(香港)有限公司 RO 1 30 August 2019
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RO 4 18 June 2019
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RO 1 18 June 2019
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RE 4 04 October 2018 18 June 2019
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RE 1 04 October 2018 18 June 2019
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RO 7 01 February 2016 28 March 2018
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RO 1 01 February 2016 28 March 2018
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 7 13 October 2015 01 February 2016
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 13 October 2015 01 February 2016
CLSA Limited 中信里昂證券有限公司 RO 7 09 July 2013 19 March 2015
CLSA Futures Limited 里昂期貨有限公司 RO 5 07 September 2012 19 March 2015
CLSA Limited 中信里昂證券有限公司 RO 4 07 September 2012 19 March 2015
CLSA Futures Limited 里昂期貨有限公司 RO 2 17 November 2011 19 March 2015
CLSA Limited 中信里昂證券有限公司 RO 1 17 November 2011 19 March 2015
CLSA Research Limited 里昂證券投資研究有限公司 RE 4 30 May 2011 03 December 2012
CLSA Futures Limited 里昂期貨有限公司 RE 5 30 May 2011 07 September 2012
CLSA Futures Limited 里昂期貨有限公司 RE 2 30 May 2011 17 November 2011
CLSA Limited 中信里昂證券有限公司 RE 1 30 May 2011 17 November 2011
Merrill Lynch Far East Limited RO 2 20 August 2010 01 March 2011
Merrill Lynch (Asia Pacific) Limited RO 7 26 November 2007 01 March 2011
Merrill Lynch Far East Limited RO 1 19 December 2003 01 March 2011
Merrill Lynch (Asia Pacific) Limited RO 1 19 December 2003 01 March 2011
Merrill Lynch Futures (Hong Kong) Limited RO 2 15 August 2003 01 March 2011
Merrill Lynch (Asia Pacific) Limited RE 1 01 April 2003 19 December 2003
Merrill Lynch Far East Limited RE 1 01 April 2003 19 December 2003
Merrill Lynch Futures (Hong Kong) Limited RE 2 01 April 2003 15 August 2003
Merrill Lynch (Asia Pacific) Limited RE 4 01 April 2003 14 August 2003
Merrill Lynch Far East Limited RE 4 01 April 2003 14 August 2003
Merrill Lynch Futures (Hong Kong) Limited RE 5 01 April 2003 14 August 2003
Merrill Lynch (Asia Pacific) Limited RE 6 01 April 2003 14 August 2003
Merrill Lynch Far East Limited RE 6 01 April 2003 14 August 2003
Merrill Lynch (Asia Pacific) Limited RE 7 01 April 2003 14 August 2003
Merrill Lynch Futures (Hong Kong) Limited RE 7 01 April 2003 14 August 2003
Merrill Lynch (Asia Pacific) Limited RE 9 01 April 2003 14 August 2003
Merrill Lynch Far East Limited RE 9 01 April 2003 14 August 2003
Merrill Lynch Futures (Hong Kong) Limited RE 9 01 April 2003 14 August 2003