SFC Licences of KO Lap Wai, Lawerance 高立緯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SoFi Securities (Hong Kong) Limited | RE | 4 | 16 March 2021 | |
| SoFi Securities (Hong Kong) Limited | RE | 1 | 16 March 2021 | |
| Chow Sang Sang Securities Limited 周生生證券有限公司 | RE | 1 | 19 May 2004 | 07 March 2021 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 | RE | 4 | 19 May 2004 | 22 November 2004 |
| Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 | RE | 4 | 19 May 2004 | 29 October 2004 |
| Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 | RE | 1 | 19 May 2004 | 29 October 2004 |
| Chow Sang Sang Futures Limited 周生生期貨有限公司 | RE | 2 | 01 April 2003 | 07 March 2021 |
| Chow Sang Sang Futures Limited 周生生期貨有限公司 | RE | 5 | 01 April 2003 | 28 April 2004 |
| Chow Sang Sang Futures Limited 周生生期貨有限公司 | RE | 9 | 01 April 2003 | 28 April 2004 |