SFC Licences of HO Po Yi, Winnie 何寶沂

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 19 October 2006
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 19 October 2006
Shun Loong Securities Company Limited 順隆證券行有限公司 RO 1 13 October 2005 25 April 2017
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 1 25 May 2005 13 October 2005
Shun Loong Securities Company Limited 順隆證券行有限公司 RO 1 05 October 2004 25 May 2005
Shun Loong Capital Limited 順隆融資有限公司 RE 6 09 June 2004 31 March 2005
Shun Loong Futures Limited 順隆期貨有限公司 RE 2 17 July 2003 12 April 2010
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 9 17 July 2003 13 January 2005
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 1 17 July 2003 05 October 2004
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 7 17 July 2003 01 September 2004
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 4 17 July 2003 01 September 2004
Shun Loong Futures Limited 順隆期貨有限公司 RE 5 17 July 2003 01 September 2004
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 6 17 July 2003 09 June 2004
Emperor Futures Limited 英皇期貨有限公司 RE 9 01 April 2003 12 June 2003
Emperor Securities Limited 英皇證券有限公司 RE 1 01 April 2003 12 June 2003
Emperor Securities Limited 英皇證券有限公司 RE 7 01 April 2003 12 June 2003
Emperor Securities Limited 英皇證券有限公司 RE 6 01 April 2003 12 June 2003
Emperor Futures Limited 英皇期貨有限公司 RE 2 01 April 2003 12 June 2003
Emperor Securities Limited 英皇證券有限公司 RE 4 01 April 2003 12 June 2003
Emperor Futures Limited 英皇期貨有限公司 RE 5 01 April 2003 12 June 2003
Emperor Securities Limited 英皇證券有限公司 RE 9 01 April 2003 12 June 2003