SFC Licences of CHAN Wai Man 陳偉文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
VERCAP Financial Services Limited 和昇金融服務有限公司 RO 2 21 April 2020 11 February 2021
VERCAP Financial Services Limited 和昇金融服務有限公司 RE 2 14 April 2020 21 April 2020
Imperium International Securities Limited 帝國國際証券有限公司 RO 2 07 March 2018 24 March 2020
Imperium International Asset Management Limited 帝國國際資產管理有限公司 RO 5 07 March 2018 24 March 2020
Imperium International Securities Limited 帝國國際証券有限公司 RO 4 19 April 2016 24 March 2020
Imperium International Securities Limited 帝國國際証券有限公司 RO 1 19 April 2016 24 March 2020
Imperium International Securities Limited 帝國國際証券有限公司 RE 2 19 August 2015 07 March 2018
Imperium International Securities Limited 帝國國際証券有限公司 RE 1 19 August 2015 19 April 2016
China International Futures (Hong Kong) Company Limited 中國國際期貨(香港)有限公司 RE 2 06 May 2015 20 July 2015
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE 2 15 March 2013 25 April 2015
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 15 March 2013 25 April 2015
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 RE 2 23 December 2011 08 March 2013
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 23 December 2011 08 March 2013
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 2 30 August 2010 17 December 2011
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 30 August 2010 17 December 2011
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RE 2 04 January 2010 19 August 2010
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 27 November 2009 19 August 2010
Hou Tak Securities Limited 厚德證券有限公司 RE 1 19 October 2009 16 November 2009
Huarong International Securities Limited 華融國際證券有限公司 RE 2 27 July 2009 17 October 2009
Huarong International Securities Limited 華融國際證券有限公司 RE 1 27 July 2009 17 October 2009
Fulbright Futures Limited 富昌期貨有限公司 RE 2 06 March 2009 22 May 2009
Fulbright Securities Limited 富昌證券有限公司 RE 1 06 March 2009 22 May 2009
Well Link International Securities Limited 立橋國際證券有限公司 RE 2 21 January 2009 02 March 2009
Sino Capital Securities Limited 國順證券有限公司 RE 1 21 January 2009 02 March 2009
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 22 October 2007 16 December 2008
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 10 July 2006 16 December 2008
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 05 November 2003 06 July 2006