SFC Licences of TAI Kam Ming, Dick 戴錦明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 RE 2 18 May 2012
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 18 May 2012
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 2 07 December 2007 17 May 2012
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 07 December 2007 17 May 2012
Celestial Securities Limited 時富證券有限公司 RE 1 01 April 2003 01 December 2007
Celestial Commodities Limited 時富商品有限公司 RE 2 01 April 2003 01 December 2007
Celestial Finance Limited 時富財務有限公司 RE 8 01 April 2003 05 March 2004
Celestial Commodities Limited 時富商品有限公司 RE 5 01 April 2003 05 March 2004
Celestial Commodities Limited 時富商品有限公司 RE 9 01 April 2003 05 March 2004
Celestial Commodities Limited 時富商品有限公司 RE 7 01 April 2003 02 March 2004
Celestial Securities Limited 時富證券有限公司 RE 4 01 April 2003 19 February 2004
Celestial Securities Limited 時富證券有限公司 RE 9 01 April 2003 19 February 2004
Celestial Securities Limited 時富證券有限公司 RE 7 01 April 2003 19 February 2004
Celestial Securities Limited 時富證券有限公司 RE 6 01 April 2003 19 February 2004