SFC Licences of TRINH Nicholas Hung 鄭雄評
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Innovation Securities Co., Limited 鼎新證券有限公司 | RE | 1 | 02 June 2023 | |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RO | 1 | 17 June 2015 | 31 December 2019 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 07 July 2014 | 17 June 2015 |
Kam Fai Securities Company Limited 金輝証券有限公司 | RE | 1 | 18 November 2013 | 30 June 2014 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 7 | 26 November 2009 | 24 May 2013 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 07 April 2005 | 24 May 2013 |