SFC Licences of WONG Ming Chau, James 黃明洲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Prudential Index Trading Company Limited 信誠期貨有限公司 RE 2 25 September 2004 14 February 2019
Prudential Brokerage Limited 信誠證券有限公司 RE 9 01 April 2003 25 June 2004
Prudential Brokerage Limited 信誠證券有限公司 RE 7 01 April 2003 25 June 2004
Prudential Brokerage Limited 信誠證券有限公司 RE 6 01 April 2003 25 June 2004
Prudential Brokerage Limited 信誠證券有限公司 RE 4 01 April 2003 25 June 2004
Prudential Brokerage Limited 信誠證券有限公司 RE 1 01 April 2003