SFC Licences of WONG Ming Chau, James 黃明洲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Prudential Index Trading Company Limited 信誠期貨有限公司 | RE | 2 | 25 September 2004 | 14 February 2019 |
Prudential Brokerage Limited 信誠證券有限公司 | RE | 9 | 01 April 2003 | 25 June 2004 |
Prudential Brokerage Limited 信誠證券有限公司 | RE | 7 | 01 April 2003 | 25 June 2004 |
Prudential Brokerage Limited 信誠證券有限公司 | RE | 6 | 01 April 2003 | 25 June 2004 |
Prudential Brokerage Limited 信誠證券有限公司 | RE | 4 | 01 April 2003 | 25 June 2004 |
Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 01 April 2003 |