SFC Licences of YIM Hon Chung 嚴漢忠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 04 April 2005 | |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 04 April 2005 | |
| Karl-Thomson Securities Company Limited 高信證券有限公司 | RE | 1 | 10 January 2005 | 31 March 2005 |
| Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 | RE | 2 | 10 January 2005 | 31 March 2005 |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 01 April 2003 | 06 January 2005 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 01 April 2003 | 06 January 2005 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 7 | 01 April 2003 | 19 July 2004 |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 5 | 01 April 2003 | 19 July 2004 |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 9 | 01 April 2003 | 19 July 2004 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 4 | 01 April 2003 | 19 July 2004 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 6 | 01 April 2003 | 19 July 2004 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 9 | 01 April 2003 | 19 July 2004 |