SFC Licences of SHUM Kan Kim 沈勤儉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 01 April 2003 | 01 December 2005 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 4 | 01 April 2003 | 06 May 2005 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 9 | 01 April 2003 | 02 March 2005 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 7 | 01 April 2003 | 02 March 2005 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 6 | 01 April 2003 | 02 March 2005 |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 9 | 01 April 2003 | 03 July 2003 |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 5 | 01 April 2003 | 03 July 2003 |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 01 April 2003 | 03 July 2003 |