SFC Licences of YIP Sze Ki 葉士奇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Investment Funds (Hong Kong) Limited RO 9 26 March 2021 10 October 2022
HSBC Investment Funds (Hong Kong) Limited RO 4 26 March 2021 10 October 2022
HSBC Investment Funds (Hong Kong) Limited RO 1 26 March 2021 10 October 2022
HSBC Global Asset Management (Hong Kong) Limited RO 9 26 March 2021 10 October 2022
HSBC Global Asset Management (Hong Kong) Limited RO 4 26 March 2021 10 October 2022
HSBC Global Asset Management (Hong Kong) Limited RO 1 26 March 2021 10 October 2022
HSBC Investment Funds (Hong Kong) Limited RE 9 22 December 2020 26 March 2021
HSBC Investment Funds (Hong Kong) Limited RE 4 22 December 2020 26 March 2021
HSBC Investment Funds (Hong Kong) Limited RE 1 22 December 2020 26 March 2021
HSBC Global Asset Management (Hong Kong) Limited RE 9 22 December 2020 26 March 2021
HSBC Global Asset Management (Hong Kong) Limited RE 4 22 December 2020 26 March 2021
HSBC Global Asset Management (Hong Kong) Limited RE 1 22 December 2020 26 March 2021
HSBC Investment Funds (Hong Kong) Limited RO 9 09 June 2011 01 August 2014
HSBC Investment Funds (Hong Kong) Limited RO 6 09 June 2011 01 August 2014
HSBC Investment Funds (Hong Kong) Limited RO 4 09 June 2011 01 August 2014
HSBC Investment Funds (Hong Kong) Limited RO 1 09 June 2011 01 August 2014
HSBC Global Asset Management Holdings (Bahamas) Limited RO 9 09 June 2011 01 August 2014
HSBC Global Asset Management Holdings (Bahamas) Limited RO 4 09 June 2011 01 August 2014
Halbis Capital Management (Hong Kong) Limited RO 9 09 June 2011 31 December 2011
Halbis Capital Management (Hong Kong) Limited RO 5 09 June 2011 31 December 2011
Halbis Capital Management (Hong Kong) Limited RO 4 09 June 2011 31 December 2011
Halbis Capital Management (Hong Kong) Limited RO 1 09 June 2011 31 December 2011
HSBC Investment Funds (Hong Kong) Limited RO 5 04 May 2011 01 August 2014
HSBC Global Asset Management Holdings (Bahamas) Limited RO 5 04 May 2011 01 August 2014
HSBC Global Asset Management (Hong Kong) Limited RO 9 26 July 2010 01 August 2014
HSBC Global Asset Management (Hong Kong) Limited RO 5 26 July 2010 01 August 2014
HSBC Global Asset Management (Hong Kong) Limited RO 4 26 July 2010 01 August 2014
HSBC Global Asset Management (Hong Kong) Limited RO 1 26 July 2010 01 August 2014
SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 RO 9 02 October 2008 31 August 2011
SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 RO 5 02 October 2008 31 August 2011
SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 RO 4 02 October 2008 31 August 2011
SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 RO 1 02 October 2008 31 August 2011
HSBC Life (International) Limited 滙豐人壽保險（國際）有限公司 RE 4 03 December 2007 01 October 2008
Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司 RE 1 21 July 2006 15 June 2007
SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 RO 9 01 April 2003 15 July 2006
SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 RO 5 01 April 2003 15 July 2006
SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 RO 4 01 April 2003 15 July 2006