SFC Licences of KWOK Kai Wai 郝繼偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Lion International Securities Group Limited 獅子國際證券集團有限公司 RE 1 07 August 2019
Lion Futures Limited 獅子期貨有限公司 RO 5 01 February 2019
Lion Futures Limited 獅子期貨有限公司 RO 2 01 February 2019
China Times Securities Limited 中辰證券有限公司 RO 2 17 July 2018 04 October 2018
China Times Securities Limited 中辰證券有限公司 RE 1 04 April 2018 29 August 2018
China Times Securities Limited 中辰證券有限公司 RE 2 04 April 2018 17 July 2018
Fulbright Securities Limited 富昌證券有限公司 RE 1 31 October 2017 16 March 2018
Fulbright Futures Limited 富昌期貨有限公司 RE 2 31 October 2017 16 March 2018
Zhongrong International Securities Company Limited 中融國際証券有限公司 RE 1 24 August 2017 01 October 2017
Zhongrong International Futures Co., Limited 中融國際期貨有限公司 RE 2 24 August 2017 01 October 2017
ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 RE 2 09 June 2017 27 July 2017
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 13 July 2010 31 May 2017
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 13 July 2010 31 May 2017
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 11 February 2009 01 July 2010
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 5 07 December 2005 01 July 2010
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 3 11 June 2004 01 July 2010
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 11 June 2004 01 July 2010
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 11 June 2004 01 July 2010