SFC Licences of CHAU Richard
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 19 November 2019 | 02 January 2020 |
| Merrill Lynch Far East Limited | RE | 1 | 19 November 2019 | 02 January 2020 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 19 November 2019 | 02 January 2020 |
| Merrill Lynch Far East Limited | RO | 2 | 06 August 2018 | 19 November 2019 |
| Merrill Lynch Far East Limited | RO | 1 | 06 August 2018 | 19 November 2019 |
| Merrill Lynch (Asia Pacific) Limited | RO | 1 | 06 August 2018 | 19 November 2019 |
| Merrill Lynch Far East Limited | RE | 2 | 10 April 2018 | 06 August 2018 |
| Merrill Lynch Far East Limited | RE | 1 | 10 April 2018 | 06 August 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 10 April 2018 | 06 August 2018 |