SFC Licences of TRAINOR-DEGIROLAMO Sheldon
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
PacBridge Capital Partners (HK) Limited | RO | 6 | 17 March 2009 | 27 January 2016 |
Merrill Lynch Far East Limited | RE | 6 | 10 October 2008 | 31 January 2009 |
Merrill Lynch Far East Limited | RE | 4 | 10 October 2008 | 31 January 2009 |
Merrill Lynch Far East Limited | RE | 1 | 10 October 2008 | 31 January 2009 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 10 October 2008 | 31 January 2009 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 10 October 2008 | 31 January 2009 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 10 October 2008 | 31 January 2009 |
Merrill Lynch Far East Limited | RO | 6 | 09 October 2007 | 10 October 2008 |
Merrill Lynch Far East Limited | RO | 4 | 09 October 2007 | 10 October 2008 |
Merrill Lynch Far East Limited | RO | 1 | 09 October 2007 | 10 October 2008 |
Merrill Lynch (Asia Pacific) Limited | RO | 6 | 09 October 2007 | 10 October 2008 |
Merrill Lynch (Asia Pacific) Limited | RO | 4 | 09 October 2007 | 10 October 2008 |
Merrill Lynch (Asia Pacific) Limited | RO | 1 | 09 October 2007 | 10 October 2008 |
Merrill Lynch Far East Limited | RE | 6 | 10 June 2005 | 09 October 2007 |
Merrill Lynch Far East Limited | RE | 4 | 10 June 2005 | 09 October 2007 |
Merrill Lynch Far East Limited | RE | 1 | 10 June 2005 | 09 October 2007 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 10 June 2005 | 09 October 2007 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 10 June 2005 | 09 October 2007 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 10 June 2005 | 09 October 2007 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 01 April 2003 | 19 May 2005 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 April 2003 | 19 May 2005 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 01 April 2003 | 11 February 2004 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 April 2003 | 11 February 2004 |