SFC Licences of SUNG Kwenny Kwen Li 沈君麗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Axial Partners Limited | RE | 9 | 09 February 2022 | 28 June 2023 |
| Axial Partners Limited | RE | 4 | 09 February 2022 | 28 June 2023 |
| Tung Tai Securities Company Limited 東泰證券有限公司 | RE | 1 | 25 October 2019 | 23 September 2020 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 25 September 2017 | 11 October 2019 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 30 November 2015 | 11 October 2019 |