SFC Licences of SIU Koon Ming 蕭貫鳴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 4 | 12 January 2023 | |
| FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 1 | 12 January 2023 | |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 1 | 17 April 2009 | 31 March 2012 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 4 | 24 March 2009 | 21 November 2021 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 4 | 04 August 2004 | 01 January 2009 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 | RE | 6 | 01 April 2003 | 21 May 2004 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 | RE | 9 | 01 April 2003 | 21 May 2004 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 | RE | 4 | 01 April 2003 | 21 May 2004 |