SFC Licences of RUFFY Bruce Howard
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 21 July 2014 | 16 December 2015 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 14 September 2005 | 12 June 2007 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 26 January 2004 | 25 January 2005 |