SFC Licences of LAM Yau Ha 林幼霞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CES Forex (HK) Limited 光證外匯（香港）有限公司 | RE | 3 | 31 December 2008 | |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 19 June 2008 | |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 18 August 2004 | |
| UKFP (Asia) HK Limited | RE | 1 | 01 April 2003 | 17 August 2004 |
| UKFP (Asia) HK Limited | RE | 4 | 01 April 2003 | 17 August 2004 |
| UKFP (Asia) HK Limited | RE | 9 | 01 April 2003 | 16 August 2004 |
| UKFP (Asia) HK Limited | RE | 6 | 01 April 2003 | 16 August 2004 |