SFC Licences of LEE Ka Wai 李家偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 4 | 23 June 2004 | 30 June 2011 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 | RE | 1 | 25 November 2003 | 06 May 2004 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 | RE | 4 | 01 April 2003 | 06 May 2004 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 | RE | 9 | 01 April 2003 | 18 November 2003 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 | RE | 6 | 01 April 2003 | 18 November 2003 |