SFC Licences of NG Ka Kit 吳家傑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 29 April 2020
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 01 April 2003 29 April 2020
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 01 April 2003 02 October 2017
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RE 1 01 April 2003 02 October 2017
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 9 01 April 2003 03 June 2004
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 5 01 April 2003 03 June 2004
KGI Asia Limited 凱基證券亞洲有限公司 RE 9 01 April 2003 03 June 2004
KGI Asia Limited 凱基證券亞洲有限公司 RE 6 01 April 2003 03 June 2004
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 01 April 2003 03 June 2004
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RE 9 01 April 2003 03 June 2004
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RE 6 01 April 2003 03 June 2004
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RE 4 01 April 2003 03 June 2004
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RE 7 01 April 2003 21 July 2003