SFC Licences of DEBOW Sean Herbert 狄寶生
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Eurizon Capital Asia Limited | RO | 9 | 14 July 2020 | 08 May 2023 |
| Eurizon Capital Asia Limited | RO | 4 | 14 July 2020 | 08 May 2023 |
| Eurizon Capital Asia Limited | RO | 1 | 14 July 2020 | 08 May 2023 |
| Swiss-Asia Asset Management (HK) Limited | RE | 9 | 02 February 2017 | 29 November 2019 |
| Swiss-Asia Asset Management (HK) Limited | RE | 4 | 02 February 2017 | 29 November 2019 |
| Asiya Investments Hong Kong Limited | RE | 9 | 13 October 2015 | 26 September 2016 |
| Asiya Investments Hong Kong Limited | RE | 4 | 13 October 2015 | 26 September 2016 |
| Matchpoint Investment Management Asia Limited | RO | 9 | 04 September 2009 | 18 December 2014 |
| Ivory Investment Management Asia Limited | RO | 9 | 19 December 2007 | 31 December 2008 |
| Olympus Capital Asia Advisors Limited | RO | 9 | 14 August 2006 | 15 August 2007 |
| UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 02 March 2005 |
| UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 02 March 2005 |
| UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 02 March 2005 |