SFC Licences of PONG Hay Chow 龐熙就
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Funderstone Asset Management (HK) Limited | RO | 9 | 15 September 2011 | 02 March 2017 |
Funderstone Asset Management (HK) Limited | RO | 5 | 15 September 2011 | 26 September 2013 |
Funderstone Asset Management (HK) Limited | RO | 4 | 15 September 2011 | 26 September 2013 |
Funderstone Securities Limited | RE | 6 | 01 April 2003 | 27 December 2023 |
Funderstone Securities Limited | RE | 4 | 01 April 2003 | 27 December 2023 |
Funderstone Futures Limited | RE | 5 | 01 April 2003 | 27 December 2023 |
Funderstone Securities Limited | RE | 9 | 01 April 2003 | |
Funderstone Securities Limited | RE | 1 | 01 April 2003 | |
Funderstone Futures Limited | RE | 9 | 01 April 2003 | |
Funderstone Futures Limited | RE | 2 | 01 April 2003 |