SFC Licences of CHENG Wing Sum 鄭詠心
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 22 August 2007 | 14 December 2007 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 04 August 2006 | 14 December 2007 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 | RE | 4 | 01 April 2003 | 01 January 2005 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 | RE | 1 | 01 April 2003 | 01 January 2005 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 | RE | 6 | 01 April 2003 | 12 October 2004 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 | RE | 9 | 01 April 2003 | 12 October 2004 |