SFC Licences of BEATTIE Nigel John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 4 | 26 June 2017 | 31 August 2017 |
| CLSA Limited 中信里昂證券有限公司 | RO | 7 | 24 February 2017 | 01 May 2019 |
| CLSA Limited 中信里昂證券有限公司 | RO | 4 | 24 September 2015 | 01 May 2019 |
| CLSA Limited 中信里昂證券有限公司 | RO | 1 | 24 September 2015 | 01 May 2019 |
| CLSA Limited 中信里昂證券有限公司 | RE | 7 | 24 September 2015 | 24 February 2017 |
| CLSA Futures Limited 里昂期貨有限公司 | RO | 5 | 24 September 2015 | 15 February 2016 |
| CLSA Futures Limited 里昂期貨有限公司 | RO | 2 | 24 September 2015 | 15 February 2016 |
| Merrill Lynch (Asia Pacific) Limited | RO | 7 | 26 November 2007 | 21 January 2008 |
| Merrill Lynch Futures (Hong Kong) Limited | RO | 2 | 02 February 2007 | 21 January 2008 |
| Merrill Lynch Far East Limited | RO | 1 | 27 May 2005 | 21 January 2008 |
| Merrill Lynch (Asia Pacific) Limited | RO | 1 | 27 May 2005 | 21 January 2008 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 05 November 2004 | 02 February 2007 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 05 November 2004 | 27 May 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 9 | 01 April 2003 | 24 March 2004 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 01 April 2003 | 24 March 2004 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 9 | 01 April 2003 | 24 March 2004 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 7 | 01 April 2003 | 24 March 2004 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2003 | 24 March 2004 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 01 April 2003 | 24 March 2004 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 April 2003 | 24 March 2004 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 April 2003 | 24 March 2004 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 5 | 01 April 2003 | 24 March 2004 |