SFC Licences of ANDREWS Nicholas James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Renaissance Capital (Hong Kong) Limited 晉新資本(香港)有限公司 | RO | 1 | 02 September 2010 | 29 June 2012 |
| J.P. Morgan Securities (Far East) Limited | RO | 1 | 18 May 2005 | 01 November 2009 |
| J.P. Morgan Securities (Far East) Limited | RO | 4 | 01 April 2003 | 01 November 2009 |
| J.P. Morgan Securities (Far East) Limited | RO | 6 | 01 April 2003 | 01 November 2009 |