SFC Licences of CHEUNG Yee Man, Elaine 張綺雯

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Capital Limited 招銀國際融資有限公司 RO 6 31 July 2015
CMB International Capital Limited 招銀國際融資有限公司 RO 1 31 July 2015
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RO 1 28 April 2014 13 July 2015
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RO 6 28 April 2014 13 July 2015
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE 6 26 February 2014 28 April 2014
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE 1 26 February 2014 28 April 2014
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RO 1 20 June 2011 12 February 2014
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RO 4 20 June 2011 12 February 2014
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RO 6 20 June 2011 12 February 2014
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 6 03 May 2011 20 June 2011
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 4 03 May 2011 20 June 2011
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 1 03 May 2011 20 June 2011
Templewater Hong Kong Limited 善水資本香港有限公司 RO 6 08 November 2010 28 February 2011
Templewater Hong Kong Limited 善水資本香港有限公司 RO 4 08 November 2010 28 February 2011
Templewater Hong Kong Limited 善水資本香港有限公司 RO 1 08 November 2010 28 February 2011
Templewater Hong Kong Limited 善水資本香港有限公司 RE 6 22 May 2007 08 November 2010
Templewater Hong Kong Limited 善水資本香港有限公司 RE 4 22 May 2007 08 November 2010
AMS Capital Limited 博資有限公司 RE 4 01 April 2003 30 April 2007
AMS Capital Limited 博資有限公司 RE 6 01 April 2003 30 April 2007
AMS Capital Limited 博資有限公司 RE 9 01 April 2003 18 February 2004