SFC Licences of CHAN Chui Shan 陳翠珊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Allianz Global Investors Asia Pacific Limited | RE | 9 | 01 June 2015 | 29 April 2020 |
Allianz Global Investors Asia Pacific Limited | RE | 4 | 01 June 2015 | 29 April 2020 |
RCM Asia Pacific Limited | RE | 4 | 25 February 2010 | 31 May 2015 |
RCM Asia Pacific Limited | RE | 9 | 27 September 2007 | 31 May 2015 |
Allianz Global Investors Hong Kong Limited | RE | 9 | 27 September 2007 | 08 February 2010 |
Allianz Global Investors Hong Kong Limited | RE | 4 | 14 September 2007 | 08 February 2010 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 14 April 2005 | 31 August 2007 |
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 4 | 01 April 2003 | 18 August 2006 |
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 6 | 01 April 2003 | 15 February 2005 |
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 9 | 01 April 2003 | 15 February 2005 |