SFC Licences of WONG Chak Wai 黃集蔚

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司	RO	4	14 November 2022
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司	RO	1	14 November 2022
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司	RE	4	20 April 2022	14 November 2022
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司	RE	1	20 April 2022	14 November 2022
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司	RE	2	20 April 2022
CCB International Securities Limited 建銀國際證券有限公司	RO	4	03 September 2018	25 January 2022
CCB International Securities Limited 建銀國際證券有限公司	RO	2	03 September 2018	25 January 2022
CCB International Securities Limited 建銀國際證券有限公司	RO	1	03 September 2018	25 January 2022
CCB International Securities Limited 建銀國際證券有限公司	RE	4	07 June 2018	03 September 2018
CCB International Securities Limited 建銀國際證券有限公司	RE	2	07 June 2018	03 September 2018
CCB International Securities Limited 建銀國際證券有限公司	RE	1	07 June 2018	03 September 2018
KGI Asset Management Limited 凱基資產管理有限公司	RO	9	29 March 2018	05 May 2018
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RO	5	29 March 2018	05 May 2018
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RO	2	29 March 2018	05 May 2018
KGI Capital Asia Limited 凱基金融亞洲有限公司	RO	6	29 March 2018	05 May 2018
KGI Asia Limited 凱基證券亞洲有限公司	RO	4	03 October 2017	05 May 2018
KGI Asia Limited 凱基證券亞洲有限公司	RO	1	03 October 2017	05 May 2018
KGI Asset Management Limited 凱基資產管理有限公司	RO	1	08 August 2016	05 May 2018
KGI Asset Management Limited 凱基資產管理有限公司	RO	4	04 May 2015	05 May 2018
KGI Capital Asia Limited 凱基金融亞洲有限公司	RO	4	29 July 2014	05 May 2018
KGI Capital Asia Limited 凱基金融亞洲有限公司	RO	1	29 July 2014	05 May 2018
Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司	RO	1	29 July 2014	02 October 2017
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司	RO	4	29 July 2014	02 October 2017
KGI Wealth Management Limited 凱基財富管理有限公司	RO	4	29 July 2014	02 October 2017
KGI Wealth Management Limited 凱基財富管理有限公司	RO	1	29 July 2014	02 October 2017
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司	RO	1	26 July 2013	02 October 2017
KGI Asia Limited 凱基證券亞洲有限公司	RO	4	26 March 2013	02 October 2017
KGI Asia Limited 凱基證券亞洲有限公司	RO	1	26 March 2013	02 October 2017
KGI Asia Limited 凱基證券亞洲有限公司	RE	4	09 January 2013	26 March 2013
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	09 January 2013	26 March 2013
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司	RO	1	20 July 2005	01 November 2010
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司	RE	1	07 June 2005	20 July 2005