SFC Licences of DU Pauline 杜蕙林

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 RE 6 07 January 2005 16 May 2011
Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 RE 4 07 January 2005 16 May 2011
WAG Financial Services Group Limited 華高金融服務有限公司 RE 6 07 January 2005 26 November 2006
WAG Financial Services Group Limited 華高金融服務有限公司 RE 4 07 January 2005 26 November 2006
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 RE 6 20 August 2003 22 September 2004
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 RE 4 20 August 2003 22 September 2004
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 RE 9 01 April 2003 20 August 2003
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 RE 6 01 April 2003 20 August 2003
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 RE 4 01 April 2003 20 August 2003
JS Cresvale Capital Limited 日盛嘉富資本有限公司 RE 9 01 April 2003 20 August 2003
JS Cresvale Capital Limited 日盛嘉富資本有限公司 RE 4 01 April 2003 20 August 2003
JS Cresvale Capital Limited 日盛嘉富資本有限公司 RE 6 01 April 2003 20 August 2003