SFC Licences of LI Shan 李山
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Silk Road Finance Asia Limited | RO | 9 | 02 June 2017 | 06 June 2019 |
| BOCI Securities Limited 中銀國際證券有限公司 | RO | 4 | 03 November 2004 | 01 November 2005 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RO | 1 | 01 April 2003 | 01 November 2005 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RO | 6 | 01 April 2003 | 01 November 2005 |
| BOCI Securities Limited 中銀國際證券有限公司 | RO | 1 | 01 April 2003 | 01 November 2005 |
| BOCI Securities Limited 中銀國際證券有限公司 | RO | 9 | 01 April 2003 | 12 January 2004 |
| BOCI Securities Limited 中銀國際證券有限公司 | RO | 6 | 01 April 2003 | 12 January 2004 |
| BOCI Securities Limited 中銀國際證券有限公司 | RO | 4 | 01 April 2003 | 12 January 2004 |