SFC Licences of THOMAS Dean
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 2 | 11 February 2020 | 24 March 2023 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 11 February 2020 | 24 March 2023 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 7 | 24 June 2010 | 06 March 2013 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 09 February 2007 | 13 August 2019 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 09 February 2007 | 13 August 2019 |