SFC Licences of LI Chiu, Jamie 李超

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 RO 4 12 September 2017
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 RO 2 07 October 2016
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 RO 1 07 October 2016
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 RE 1 11 August 2016 07 October 2016
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 RE 2 11 August 2016 07 October 2016
Fosun Hani Securities Limited 復星恆利證券有限公司 RO 1 18 November 2015 17 June 2016
Fosun Hani Securities Limited 復星恆利證券有限公司 RO 4 18 November 2015 17 June 2016
Fosun Hani Securities Limited 復星恆利證券有限公司 RE 1 14 September 2015 18 November 2015
Fosun Hani Securities Limited 復星恆利證券有限公司 RE 4 14 September 2015 18 November 2015
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 1 18 October 2012 12 June 2015
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 4 18 October 2012 12 June 2015
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 2 03 August 2012 12 June 2015
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 13 July 2012 18 October 2012
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 2 13 July 2012 03 August 2012
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 RE 4 24 October 2011 01 June 2012
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 RE 5 04 March 2011 01 June 2012
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 RO 2 04 March 2011 01 June 2012
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 RE 1 07 August 2008 01 June 2012
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 RE 2 17 September 2008 04 March 2011
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 1 06 February 2008 12 March 2008
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 01 April 2003 12 January 2008
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 01 April 2003 12 January 2008
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 01 April 2003 09 February 2004
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 5 01 April 2003 09 February 2004
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 6 01 April 2003 09 February 2004
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 9 01 April 2003 09 February 2004
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 9 01 April 2003 09 February 2004