SFC Licences of ZHANG Barbara Pei Wen 戚培文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Macquarie Corporate (Hong Kong) Limited | RE | 6 | 28 February 2006 | 10 October 2006 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 28 February 2006 | 10 October 2006 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 28 February 2006 | 10 October 2006 |
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RO | 6 | 01 April 2003 | 06 June 2003 |