SFC Licences of YU Kwok Chu 余國柱

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Emperor Securities Limited 英皇證券有限公司 RE 1 01 April 2003 12 May 2017
Emperor Futures Limited 英皇期貨有限公司 RE 2 01 April 2003 12 May 2017
Emperor Securities Limited 英皇證券有限公司 RE 7 01 April 2003 20 July 2004
Emperor Securities Limited 英皇證券有限公司 RE 6 01 April 2003 20 July 2004
Emperor Securities Limited 英皇證券有限公司 RE 4 01 April 2003 20 July 2004
Emperor Futures Limited 英皇期貨有限公司 RE 9 01 April 2003 20 July 2004
Emperor Futures Limited 英皇期貨有限公司 RE 5 01 April 2003 20 July 2004
Emperor Securities Limited 英皇證券有限公司 RE 9 01 April 2003 20 July 2004