SFC Licences of LAU Wing Nam 劉永楠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RO 1 15 January 2020
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 2 24 October 2003 08 November 2021
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 1 01 April 2003 15 January 2020
DBS Vickers Futures (Hong Kong) Limited DBS唯高達期貨有限公司 RE 2 01 April 2003 09 December 2003
DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 RE 1 01 April 2003 24 October 2003
DBS Vickers Futures (Hong Kong) Limited DBS唯高達期貨有限公司 RE 9 01 April 2003 21 October 2003
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 4 01 April 2003 21 October 2003
DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 RE 9 01 April 2003 21 October 2003
DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 RE 6 01 April 2003 21 October 2003
DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 RE 4 01 April 2003 21 October 2003
DBS Vickers Futures (Hong Kong) Limited DBS唯高達期貨有限公司 RE 5 01 April 2003 21 October 2003
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 6 01 April 2003 13 October 2003
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 9 01 April 2003 13 October 2003