SFC Licences of ZHANG Yi, Kevin 張奕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Hereditas Capital Management (Asia) Limited 承達資本管理(亞洲)有限公司 | RO | 9 | 01 April 2019 | |
Hereditas Capital Management (Asia) Limited 承達資本管理(亞洲)有限公司 | RO | 4 | 01 April 2019 | |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RO | 1 | 01 April 2003 | 16 February 2009 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RO | 2 | 01 April 2003 | 05 January 2004 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RO | 5 | 01 April 2003 | 05 January 2004 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RO | 5 | 01 April 2003 | 05 January 2004 |