SFC Licences of KWAN Chun Yue, Patrick 關振宇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 6 11 May 2022
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 4 11 May 2022
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 1 11 May 2022
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 07 January 2022 11 May 2022
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 07 January 2022 11 May 2022
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 07 January 2022 11 May 2022
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 19 October 2018 05 October 2021
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 19 October 2018 05 October 2021
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 19 October 2018 05 October 2021
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RO 6 02 December 2004 13 September 2016
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RO 1 02 December 2004 13 September 2016
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 01 April 2003 02 December 2004
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 6 01 April 2003 02 December 2004