SFC Licences of WANG Changhong 王長虹

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4, 6 10 January 2019 21 October 2019
CLSA Limited 中信里昂證券有限公司
RE 1 10 January 2019 21 October 2019
CLSA Limited 中信里昂證券有限公司
RE 4 06 January 2015 21 October 2019
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RO 4, 6 22 December 2014 10 January 2019
CLSA Limited 中信里昂證券有限公司
RO 1 22 December 2014 10 January 2019
CLSA Limited 中信里昂證券有限公司
RE 1 01 November 2013 22 December 2014
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4, 6 01 November 2013 22 December 2014
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司
RO 1, 4, 6 21 July 2011 30 June 2014
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司
RE 1, 4, 6 04 July 2011 21 July 2011
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司
RE 1 06 December 2004 27 May 2008
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司
RE 4, 6 01 April 2003 27 May 2008
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司
RE 9 01 April 2003 18 November 2004