SFC Licences of YUEN Lai Yan, Darius 阮勵欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ZhongYi Investment Managers Limited 中意投資經理有限公司 | RO | 4 | 03 March 2021 | |
ZhongYi Investment Managers Limited 中意投資經理有限公司 | RO | 9 | 16 May 2018 | |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 23 December 2004 | 29 May 2008 |
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RO | 1 | 08 July 2004 | 29 May 2008 |
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RE | 1 | 01 April 2003 | 08 July 2004 |
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RE | 6 | 01 April 2003 | 03 December 2003 |