SFC Licences of LI Sheung Ling 李嫦玲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 5 03 May 2021
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 03 May 2021
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 21 April 2021
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 21 April 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 29 January 2004 07 June 2007
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 01 April 2003 10 March 2021
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 01 April 2003 10 March 2021
Haitong International Futures Limited 海通國際期貨有限公司 RE 9 01 April 2003 22 September 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 7 01 April 2003 22 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 01 April 2003 22 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 6 01 April 2003 22 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 7 01 April 2003 22 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 9 01 April 2003 22 September 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 5 01 April 2003 22 September 2003