SFC Licences of TAYLOR Richard Kirby

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
GRE Investment Advisors Limited
RE 4 15 October 2020
CLSA Limited 中信里昂證券有限公司
RO 1, 4 23 April 2018 03 April 2020
CLSA Limited 中信里昂證券有限公司
RE 4 21 January 2015 23 April 2018
CLSA Limited 中信里昂證券有限公司
RE 1 19 August 2014 23 April 2018
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RO 4, 6 01 April 2003 03 April 2020
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RO 9 01 April 2003 08 March 2005