SFC Licences of TAYLOR Richard Kirby
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GRE Investment Advisors Limited |
RE | 4 | 15 October 2020 | |
| CLSA Limited 中信里昂證券有限公司 |
RO | 1, 4 | 23 April 2018 | 03 April 2020 |
| CLSA Limited 中信里昂證券有限公司 |
RE | 4 | 21 January 2015 | 23 April 2018 |
| CLSA Limited 中信里昂證券有限公司 |
RE | 1 | 19 August 2014 | 23 April 2018 |
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RO | 4, 6 | 01 April 2003 | 03 April 2020 |
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RO | 9 | 01 April 2003 | 08 March 2005 |